Services

Wealth management at New Era Wealth is grounded in a disciplined, client-focused approach designed to grow and protect capital over time. Our investment philosophy is centered on diversification, transparency, and risk management, always tailored to your specific financial objectives, liquidity needs, and tolerance for risk.

Our services include:

• Personalized asset allocation and portfolio construction aligned with your goals.
• Access to a broad range of asset classes including equities, global fixed income, ETFs, UCITS, mutual funds, and private investments.
• Open-architecture platform for selecting the most suitable third-party managers.
• Institutional-grade risk management, including real-time stress testing across various economic scenarios and quantified risk scoring to support portfolio suitability.
• Interactive“what if” simulations to help anticipate market shifts and ensure portfolios remain aligned with your long-term strategy.
• Tax-aware portfolio construction and rebalancing.
• Transparent reporting on diversification, concentration, and downside exposure.
• Efficient trade execution across over 60 global markets, with clearing and custody in 64 markets.
• Continuous monitoring and dynamic rebalancing based on market developments.
• Direct access to institutional research and execution platforms.

We also welcome the opportunity to review and/or stress test your current portfolio

New Era Wealth acts as a central hub for ultra-high-net-worth families, providing holistic wealth management. We manage your assets directly and oversee third-party managers and coordinate across multiple custodians, including BNY Pershing, JPMorgan, UBS, Schwab, and MorganStanley.

Our family office solutions include:

• Holistic Wealth Strategies
Tax, estate, liquidity strategies, philanthropy, and insurance.

• Investment Oversight
Coordinated management and supervision of investment accounts across custodians, including performance monitoring, manager due diligence, and alignment with overall wealth objectives.

• Consolidated Reporting
Full account aggregation and detailed reporting.

• Custodian Selection & Fee Negotiations
Selecting optimal custodians and negotiating favorable fees.

• Concierge Program
Exclusive network access toCPAs, attorneys, property managers, private aviation, etc.

• Next-Generation Education
Programs aimed at financial literacy, leadership, and governance.

Unbiased banking and lending services include:

• Cash Management solutions within your investment accounts at BNY & Schwab– Check writing / Debit Cards from your investment accounts.
• BNY WealthBanking Solutions
• Access to multiple Private Banks for checking & Savings account solutions
• Credit and debit cards solutions for global clients
• Institutional-grade money market funds and securities-backed lending.
• Mortgages, commercial lending, and specialized financing

Through our partnerships with BNY Mellon and Charles Schwab, we help corporate clients meet fiduciary responsibilities and design retirement and executive compensation solutions aligned with their goals.

Our services include:

• Rule144 & Restricted Stock Filing – Guide high-net-worth executives through compliant filings, legend removals, and liquidity events under SEC Rules 144, 701, and 904.
• 10b5-1 Trading Plan Support – Review eligibility and provide plan templates to enable compliant trading during blackout periods.
• Stock Option Exercise Management – Facilitate cashless exercises, partial sales, and margin loans, with detailed tracking and DWAC delivery coordination.
• Regulatory Documentation & Compliance – Prepare filings under Rules 144 and 904, shelf registrations, and lockup agreements, with attorney-reviewed documentation.
• Stakeholder & Transfer Agent Coordination – Oversee clearances, re-registrations, and transfers — including Canadian Rule 904 processes—for seamless execution.
• Executive Liquidity Strategies – Structure lending or liquidation solutions for restricted stock to support real estate or investment needs.

We deliver efficient, compliant execution and liquidity strategies tailored to the needs of corporate executives and leadership teams.

We provide tailored solutions for institutional investors—including family-owned businesses, endowments, foundations, and publicly traded companies—to optimize operations, manage liquidity, and achieve strategic financial objectives.

Our institutional offering includes:

• Customized cash management strategies for excess operating capital, using tiered liquidity buckets (operating, reserve, strategic).
• Access to institutional-grade vehicles such as U.S. Treasury ladders, money market funds, short-duration fixed income, and structured notes with capital protection.
• Execution services across equities, fixed income, and structured products through institutional trading desks, with access to primary and secondary markets.

All executions are handled through BNY Mellon Pershing, which supports trading across 60+ global markets with clearing in 64 markets, and facilitates over $3 trillion in annual national volume traded across equities and fixed income.

We help institutional clients maximize yield, preserve capital, and maintain liquidity.

Real-time Equity & Options trading for complex entities & non-US Clients.